There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor). Offering products, services and … There are alternatives to simply selling your business. Full Service Banking Markets. While this allows for a broader range of investment options and management styles a firm can offer, it can also create an incentive for the firm to put their financial interests ahead of your own. These commissions may be earned from the sale of investment or insurance products and are paid by the companies providing the products being sold. It manages $755 million in total assets among its 2,650 client accounts, placing it among the bigger investment advisory firms in the United States by assets under management. With respect to such information, investor.com cannot and does not independently verify, audit, validate, assess or guarantee the adequacy, accuracy, or completeness of such information; such information is not included or otherwise incorporated within investor.com’s Trust Score algorithm or review process. 877-781-6889 Current Firm: Bok Financial Advisors Tara Duffy (CRD# 857159) is an Investment Advisor Representative working at Bok Financial Advisors in Dallas, TX and has over … We offer financial products to help make the cost of sending multiple children more affordable. BOK Financial Advisors receives soft-dollar benefits that could incentivize them to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best trade execution for their clients. Clients rely on our experienced advisors to respect their goals and risk tolerance, monitor and interpret the market climate, and recommend specific investment strategies tailored to their needs. While this often can be seen as "eating your own cooking," there are several inherent conflicts that can arise. © 2020 Securities, insurance and advisory services offered through BOK Financial Securities, Inc., member FINRA/SIPC and a subsidiary of BOK Financial Corporation. BOK Financial is proud to serve Lakewood and the greater Denver metro area by investing in the lending needs of our neighbors, supporting the local economy and assisting small businesses working toward growth and operation goals. College is expensive, but with early planning and the right financial partner, you can save what you need. The company's filing status is listed as In Existence and its File Number is 1900440142. Address: 215 State Street Muskogee, OK 74401: Get Directions: Today's Hours: Lobby: 10:00 AM - 04:00 PM More Branch Hours ... 2. BOK Financial Corporation is a bank holding company headquartered in the BOK Tower in Tulsa, Oklahoma.The company is 60% owned by George Kaiser, who acquired the bank in 1991 from the FDIC.It is the largest bank in Oklahoma, with 14% of the total deposits in the state.As of December 17, 2017, 17% of its loan portfolio was to borrowers in the petroleum industry. BOK Financial Asset Management manages $1.2 billion and provides investment advisory services for 401 clients (1:37 advisor/client ratio). AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY. Muskogee East Branch. You’ll love the convenience, and because we’re licensed and active in all 50 states, you can benefit from our expertise wherever you live. A free inside look at BOK Financial salary trends based on 596 salaries wages for 365 jobs at BOK Financial. Services may be offered under our trade name, BOK Financial Advisors. Insurance represents an essential component of a comprehensive financial plan. This typically occurs when firms manage mutual funds or hedge funds alongside smaller retail accounts. A---Date (-1 FINANCIAL DISCLOSURE REPORT Name or Person Reortg Date or Reort . While BOK Financial Advisors advises clients across a variety of portfolio sizes, the average client balance is currently $285,352. Convenience. For example, front running is when a financial professional buys or sell securities ahead of their client. BOK Financial Asset Management, registered in 1996, is a Registered Investment Advisor (RIA) in 48 state(s) with a licensed staff of 11 advisors. You can view more information on Bok Financial Advisors including private fund info, contact info, top management and executives, website, email addresses, and more below: Contact Details for Bok Financial Advisors. BOK Financial Advisors manages $755.3 million and provides investment advisory services for 2,647 clients (1:17 advisor/client ratio). Trusted advisory firms must meet our strict regulatory requirements. It manages $754.0 million in assets over 2,665 client accounts, placing it among the bigger firms in the nation by assets under management (AUM). BOK Financial is a very large bank with $32 billion in assets as well as deposits totaling $22 billion. After checking the disciplinary records of BOK Financial Advisors, our system has identified the following question(s) to ask. How many times did it occur? Ask Chad Ray Ealey or our advisors a question, view Chad Ray Ealey's ratings, experience, qualifications, primary clients, articles or publications, professional designations, membership associations, firm services or practice areas, and misconducts or complaints. print For instance, research has shown that mutual funds that use incentive fees take on more risk that funds that do not, and tend to double down and increase their risk following a poor performance. BOK Financial Advisors is headquartered in Tulsa, OK. BOK Financial Advisors offers financial advisor services in 49 states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin. Salaries posted anonymously by BOK Financial employees. We can tailor the level of financial planning advice and guidance we provide based not only on the complexity of your financial situation, but also on your desire for long-term plan maintenance and fees. Our focus is on you and building proactive, responsive partnerships that help you succeed. Page 8 of 8 . students at an intercollegiate hall of the University of London EXTRACURRICULAR ACTIVITIES Marathon: 2 Full marathons and 4 Half marathons *Securities, insurance and advisory services offered through BOK Financial Securities, Inc., member FINRA/SIPC and a subsidary of BOK Financial Corporation. When we manage money for you directly through an account at BOK Financial Advisors, an asset management fee applies. And in today’s complex financial world, you may feel that planning for the future is more complicated and difficult than it’s ever been. Bok Financial Securities, Inc is an advisory business headquartered in Tulsa, Oklahoma. BOK Financial. Currently BOK Financial Advisors is also a Broker-Dealer or is affiliated with one. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form. In total, BOK Financial Advisors manages $755,329,024 in assets. Financial plans and investment portfolios are always unique to the client's personal financial situation. We offer permanent life insurance, term life insurance, long-term care and disability policies to meet your needs. Find Branches Near Me. BOK Financial Advisors, registered in 1997, serves 49 state(s) with a licensed staff of 164 advisors. Learn more. Its Texas Ratio is 5.44%, denoting that BOK Financial is in fine financial shape and improbable to fail. BOK Financial Advisors is the trade name of BOK Financial’s full-service brokerage affiliate, BOK Financial Securities, Inc., which is dually registered as a broker/dealer and registered investment adviser. James A. Shaw Director BOK Financial Advisors at BOK Financial Oklahoma City, Oklahoma Area 500+ connections BOKF offers additional investment services and products through its subsidiary BOK Financial Securities, Inc., a broker/dealer, member FINRA/SIPC, and an SEC registered investment adviser, which offers advisory services under its trade name BOK Financial Advisors, and BOK Financial Private Wealth, Inc., also an SEC registered investment adviser. Learn more. Bok Financial Advisors is an Oklahoma Tradename filed on December 27, 1985. BOK Financial Advisors has marked in their disclosures that they trade recommended securities. Professional Summary. BOK Financial is a strong and stable partner with more than $31 billion in assets and 4,700 employees in eleven states, with services throughout the nation. BOK Financial is a strong and stable partner with more than $45 billion in assets and 4,700 employees in 11 states, with services throughout the nation. Chad Ray Ealey is a financial advisor with Bok Financial Advisors. NOT FDIC INSURED | NO BANK GUARANTEE | MAY LOSE VALUE, Charitable Organizations & Not-for-Profit. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. Bryan Peake is a Broker registered with BOK Financial Advisors. 440 Louisiana St, Suite 2500 Houston, TX 77002 Phone: 1-800-969-6264 Fax: 713-228-3445 Email: firstname.lastname@example.org Securities, insurance and advisory services offered through BOK Financial Securities, Inc., member FINRA/SIPC and a subsidiary of BOK Financial Corporation. Banks & Credit Unions by State. For more than a century, and through various economic cycles, BOK Financial Corporation has been committed to delivering comprehensive … BOK Financial (NASDAQ: BOKF) traces its roots to 1910. BOK Financial Advisors recommends securities that they may have recently taken public or otherwise have controlling interest over. 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